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Banned Securities Dealers in Australia — live ASIC register

283 banned securities dealers in Australia appear on ASIC's public Banned and Disqualified Persons register, of which 120 are currently active. This is a live view of ASIC's open government data — browse the full list below free, or get new matching bans emailed to you weekly for A$29/mo so you never appoint or engage a banned person by mistake.

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Start DateNameBan typeStateEnd DateCurrent
31/10/1996JACKMAN, PETER GERRARDBanned Securities DealerQLDOngoingyes
31/10/1996WRATTEN, MICHAEL JAMESBanned Securities DealerNSWOngoingyes
31/08/2001LLOYD, JOHNBanned Securities DealerNSW31/08/2003no
31/08/2001PAL, ASHOK KUMARBanned Securities DealerVIC31/12/2001no
31/08/2000MCGRATH, LUKE STUARTBanned Securities DealerNSWOngoingyes
31/05/2001PAL, ASHOK KUMARBanned Securities DealerVIC31/08/2001no
31/05/1993WONG, JOSEPH SHEN JUBanned Securities DealerNSW30/05/1995no
31/03/2003STREET, ROBERT ANDREWBanned Securities DealerVICOngoingyes
31/03/2000FLAWS, STEVE JOHNBanned Securities DealerNSW31/03/2003no
31/01/2002WILLIAMS, CRAIG MANSFIELDBanned Securities DealerNSWOngoingyes
30/09/2003GIBELLINI, ROBERT JOHNBanned Securities DealerWA31/03/2005no
30/09/1999MCLACHLAN, HAMISH BOYDBanned Securities DealerSAOngoingyes
30/07/1999GARDNER, LEIGH ANTHONYBanned Securities DealerVIC29/07/2003no
29/10/1999MORGAN, PAUL FRANKLINBanned Securities DealerWAOngoingyes
29/09/2003DONOHUE, MARTIN JAMESBanned Securities DealerVIC07/06/2013no
29/07/2002WILLIAMS, ALAN DAVID LLOYDBanned Securities DealerQLDOngoingyes
29/05/2001ANSON, BENJAMINBanned Securities DealerNSWOngoingyes
29/05/2001BLACKHALL-CAIN, JOHN SCOTTBanned Securities DealerQLDOngoingyes
29/04/1999IVINSON, GERARDBanned Securities DealerNTOngoingyes
29/03/1994ABBOTT, BILLBanned Securities DealerVIC29/03/1999no
29/02/2000JUNGSTEDT, JAN WILHELM ROLANDBanned Securities DealerVIC28/02/2005no
28/11/2003CARDILLO, JUSTIN NICHOLASBanned Securities DealerVICOngoingyes
28/11/2001SMITH, LEONARD JOHNBanned Securities DealerQLDOngoingyes
28/11/1991LANIGAN, MICHAEL ANTHONYBanned Securities DealerNSW27/03/1992no
28/11/1991MARSHALL, GREGORY PHILIPPEBanned Securities DealerNSW28/02/1991no
28/09/2001MOYE, DANIEL KENNETHBanned Securities DealerNSW28/09/2005no
28/09/1991ELRINGTON, ROBERT JAMESBanned Securities DealerSA28/09/1996no
28/06/1994WORTS, ALAN REGINALDBanned Securities DealerVICOngoingyes
28/03/2001AITKEN, WARREN JOHNBanned Securities DealerACTOngoingyes
28/02/2002KOO, KIM SINGBanned Securities DealerSA28/02/2007no
28/02/1997OLIVESTONE, MALCOLM BRIANBanned Securities DealerNSW23/01/2000no
28/02/1995MADZZAR, RINO RADISLAVBanned Securities DealerVIC28/02/1998no
28/02/1994COLLINS, CHRISTINE MARGARETBanned Securities DealerQLD15/01/2018no
28/02/1994COLLINS, MAXWELL RAYMONDBanned Securities DealerQLD15/01/2018no
28/02/1994DAVEY, MURRAY LLOYD GEORGEBanned Securities DealerVIC18/05/1998no
28/02/1994DAVEY, AVIS MYRTLEBanned Securities DealerVIC18/05/1998no
28/01/2003WHITEHEAD, JOHN CHARLESBanned Securities DealerWA27/01/2005no
27/10/2005LAPSLEY, ROSALYN HILLARYBanned Securities DealerNSWOngoingyes
27/10/2003HALL, ANTHONY DAVIDBanned Securities DealerNSW27/10/2006no
27/10/2000BORELLA, PAUL JOHNBanned Securities DealerVIC27/10/2005no
27/09/1996MEEHAN, GAVAN JOSEPHBanned Securities DealerVIC27/03/1997no
27/06/2000PAL, ASHOK KUMARBanned Securities DealerVIC28/02/2001no
27/06/2000RYAN, MICHAEL JONATHONBanned Securities DealerNSW26/06/2001no
27/04/2001METZ, MARTA MARIETTABanned Securities DealerQLD27/07/2002no
27/02/1997DURIE, WLADYMIRBanned Securities DealerNSWOngoingyes
27/01/1998GIERTZ, ANDREW ROBERTBanned Securities DealerVICOngoingyes
26/09/2002VAN, DANHBanned Securities DealerNSWOngoingyes
26/09/1996BOOTH, THOMAS BENJAMIN JOHNBanned Securities DealerNSW26/01/1998no
26/09/1996JURD, BARRY JOSEPHBanned Securities DealerNSWOngoingyes
26/08/2003PAWSKI, DARREN ANDREWBanned Securities DealerWA26/02/2005no
26/06/2003MUDGE, DAVID PAULBanned Securities DealerSAOngoingyes
26/04/1996CRILLY, WILLIAM ROBERTBanned Securities DealerNSW25/04/2001no
26/02/2001MOODY, RICHARD MASSONBanned Securities DealerWAOngoingyes
25/11/2002ZIEGELAAR, TORIBanned Securities DealerVICOngoingyes
24/12/2002CAPO, STEFANBanned Securities DealerVIC21/12/2015no
24/11/2000BOHRINGER, JASONBanned Securities DealerNSW23/11/2002no
24/09/1999FROOME, CRAIG WILLIAMBanned Securities DealerNSWOngoingyes
24/05/2002STRUK, PETER ALEXANDERBanned Securities DealerNSWOngoingyes
24/04/2003MARTIN, CHRISTOPHER RODERICBanned Securities DealerVIC23/04/2007no
24/03/2004MOORE, RONALD STANTONBanned Securities DealerQLD24/03/2007no
24/02/2000PREHN, JOACHIMBanned Securities DealerTASOngoingyes
24/01/1996CINCOTTA, NORMAN JAMESBanned Securities DealerNSWOngoingyes
23/12/2002LEWINSKI, JANICE LEEBanned Securities DealerSAOngoingyes
23/11/2000ROBINSON, ANTHONY WILLIAMBanned Securities DealerWAOngoingyes
23/09/1999MCLACHLAN, MALCOLM BOYDBanned Securities DealerWA23/09/2004no
23/09/1996WRIGHT, STEVEBanned Securities DealerTAS23/09/2003no
23/07/2003LUVARA, DOMINICBanned Securities DealerNSWOngoingyes
23/05/2002ERICHSEN, MARK PATRICKBanned Securities DealerNSW22/05/2006no
23/05/2002STEER, DAVID CHARLESBanned Securities DealerNSW22/05/2004no
23/04/1999STEPHENS, SANDRA JOYCEBanned Securities DealerTASOngoingyes
23/03/2000TOBIN, LAURENCE JOHNBanned Securities DealerNSWOngoingyes
22/12/2003DRAKOS, PAULBanned Securities DealerNSWOngoingyes
22/12/1999PEARCE, KEVIN MORETONBanned Securities DealerSA22/12/2004no
22/11/1995STRANO, ANNETTE JEANBanned Securities DealerNSW21/11/2005no
22/09/2000NIXON, KERRY JANETTEBanned Securities DealerVIC21/09/2005no
22/02/2002WANG, WEIBanned Securities DealerVICOngoingyes
21/12/2001LAM, MICHAEL HOK CHUNGBanned Securities DealerVICOngoingyes
21/12/1999BELL, WILLIAM STUARTBanned Securities DealerNSW05/12/2002no
21/06/2000HARTLEY, LYNETTE ANNEBanned Securities DealerWAOngoingyes
21/05/1996VEIGLI, MICHAEL JOSEPHBanned Securities DealerSAOngoingyes
21/03/2000GRUBB, GRAEME CLIFFORDBanned Securities DealerWAOngoingyes
21/03/2000O'BRIEN, KENNETH FRANCISBanned Securities DealerWAOngoingyes
21/02/1995WOOLGROVE, DAVID STUARTBanned Securities DealerSAOngoingyes
21/02/1995WOOLGROVE, CHRISTOPHER PAULBanned Securities DealerSAOngoingyes
21/01/2000MCIVER, WAYNEBanned Securities DealerQLDOngoingyes
20/12/1996ROBERTSON, MICHELE ANGELABanned Securities DealerWA20/12/2001no
20/12/1994ROBERTS, CRAIG BYRONBanned Securities DealerNSW20/12/1996no
20/10/2003KWONG, MICHAELBanned Securities DealerVICOngoingyes
20/08/2001MACKIE, JEFFREY THOMASBanned Securities DealerVIC19/12/2001no
20/08/1998DIEDLER, JOACHIM GOTTFRIEDBanned Securities DealerWA20/08/2000no
20/07/2000BERGHOUSE, WILLIAM RICHARDBanned Securities DealerNSWOngoingyes
20/07/1998REYNOLDS, ROBERT HUSTONBanned Securities DealerQLD20/07/2008no
20/06/2004HUNT, DARREN JOHNBanned Securities DealerVIC20/06/2008no
20/06/2004HUNT, DARREN ANDREWBanned Securities DealerVIC20/06/2008no
20/06/1996GEE, ANTHONY JAMESBanned Securities DealerNSW21/06/2001no
20/06/1996GRIMMOND, PETER GORDONBanned Securities DealerNSWOngoingyes
20/05/1992BENNETT, PETER RICHARDBanned Securities DealerNSW20/05/2002no
20/04/1999PLEIKSNA, VERNERS ZIGMAR FILIPSBanned Securities DealerWAOngoingyes
20/01/2003REYNOLDS, ROBERT HUSTONBanned Securities DealerQLDOngoingyes
19/12/1997KIPPE, MAXWELL ALFREDBanned Securities DealerQLD19/12/2000no
19/12/1995STRANO, RAYMOND DOMINICBanned Securities DealerNSWOngoingyes
19/11/2003SKINNER, ANDREW BRYDENBanned Securities DealerNSW19/11/2006no
19/11/1999FREUDENSTEIN, ANTHONY HENRYBanned Securities DealerACT19/11/2004no
19/08/1999UNDERWOOD, KIMBERLYBanned Securities DealerQLD18/08/2002no
19/08/1998BARRON, JOHNBanned Securities DealerWA19/08/2000no
19/07/1993LIU, KINGSLEY CHUNG CHUANBanned Securities DealerNSW18/07/2002no
19/02/2002HALL, GRAEME EDWARD SMITHBanned Securities DealerSAOngoingyes
18/11/1998FORSYTHE, STUART JOHNBanned Securities DealerNSWOngoingyes
18/10/2002CHANDLER, BRUCE ALANBanned Securities DealerWA18/10/2004no
18/10/1995LEWIS, ROBERT JOHN LLOYDBanned Securities DealerQLD25/08/1998no
18/08/2000VARDANEGA, MAXWELL BERNARDBanned Securities DealerACTOngoingyes
18/06/1996SCOTT, MELINDABanned Securities DealerNSW17/06/2006no
18/05/2004LAU, RONNY CUONGBanned Securities DealerNSWOngoingyes
18/04/2002TOMBLIN, HAROLD GEORGEBanned Securities DealerSA18/04/2012no
18/03/1999CAMPBELL, ANTHONY JOHNBanned Securities DealerWA17/03/2001no
18/03/1998FITZPATRICK, DESMOND JAMESBanned Securities DealerVIC18/03/2001no
18/02/1999RADUKA, RANKOBanned Securities DealerVICOngoingyes
18/02/1997WILSON, RODNEY LEONARDBanned Securities DealerQLDOngoingyes
17/12/1999PAVLETICH, IAN WILLIAMBanned Securities DealerNSWOngoingyes
17/11/1994KAPLAN, MORRISBanned Securities DealerNSWOngoingyes
17/10/2003HUTSON, MELANIEBanned Securities DealerTAS17/10/2008no
17/07/2003HIGGINS, JOHN MICHAELBanned Securities DealerNSWOngoingyes
17/03/2003LEHMAN, KEVIN JOHNBanned Securities DealerSA17/03/2005no
17/02/2003LISTER, ROBERT THOMASBanned Securities DealerVICOngoingyes
16/12/1991PECK, PETER FRANCISBanned Securities DealerVICOngoingyes
16/11/1999COBB, MARSHALL JOHNBanned Securities DealerACT16/11/2000no
16/11/1999UDUNUWARA, CHRIS JOSEPHBanned Securities DealerVIC16/05/2001no
16/11/1999UDUNUWARRA, CHRIS JOSEPHBanned Securities DealerNSW16/05/2001no
16/09/2003BAIGENT, HARVEYBanned Securities DealerQLDOngoingyes
16/08/1996ANSON, BENJAMIN RICHARD EDWARDBanned Securities DealerQLD15/12/1998no
16/07/1999CONDON, GRAHAM DAVIDBanned Securities DealerNSW15/07/2004no
16/07/1992MCHENRY, BRIAN TERRANCEBanned Securities DealerVICOngoingyes
16/06/2003HOLMES, SHANE DAVIDBanned Securities DealerSA16/06/2006no
16/04/1997IVINSON, GERARDBanned Securities DealerNT16/04/2000no
16/02/2004RIVKIN, RENE WALTERBanned Securities DealerNSW16/08/2004no
15/10/1999CARMAN, GARY ROMILLYBanned Securities DealerSA15/10/2001no
15/09/1998STEWART, PETER PHILIPBanned Securities DealerVIC15/09/2005no
15/09/1997WHARTON, STEPHEN LYNNEBanned Securities DealerVICOngoingyes
15/08/2001ELMS, BARRY ALANBanned Securities DealerQLD15/08/2004no
15/07/1999GLOVER, PETER LYLEBanned Securities DealerNSW14/07/2003no
15/07/1997BASTO, RICHARD JOHNBanned Securities DealerNSWOngoingyes
15/06/1999RICHARDS, LENARD GEORGEBanned Securities DealerSA15/06/2003no
15/06/1993MARK, JOHNBanned Securities DealerVIC18/09/1994no
15/05/2002SAVAGE, CHRISTOPHER ALANBanned Securities DealerNSW15/08/2002no
15/03/1993SEETO, MICHAEL ANDREWBanned Securities DealerNSW14/03/2000no
15/03/1993YIP, ANDREW KAM YUIBanned Securities DealerNSW14/03/2000no
15/01/2003GORDON, ROGER CHARLESBanned Securities DealerSA15/01/2004no
14/08/1996STEPHENS, TREVOR MAXWELLBanned Securities DealerTAS14/08/1998no
14/07/2003ANTHONY, DENNIS RALPHBanned Securities DealerNSW14/07/2006no
14/06/2001DAWSON, RAYMOND MICHAELBanned Securities DealerSAOngoingyes
14/06/2001MASON, DARRYL BERNARDBanned Securities DealerSAOngoingyes
14/05/2004GADALLAH, BOUSHRABanned Securities DealerNSW14/05/2014no
14/04/1992FLAVALL, GREGBanned Securities DealerVICOngoingyes
14/01/2003TURNER, COLIN DOUGLASBanned Securities DealerSA14/01/2004no
14/01/1997MITEVSKI, TONYBanned Securities DealerNSWOngoingyes
13/11/2001GILL, DAMIAN THOMASBanned Securities DealerVIC13/11/2001no
13/10/1999DAWSON, RICHARD MORRISBanned Securities DealerWAOngoingyes
13/10/1997WALTER, JOHN ANTHONYBanned Securities DealerQLDOngoingyes
13/09/1994JONES, DENNIS LLOYDBanned Securities DealerNSW13/09/2004no
13/07/2000MACKENZIE, JOHN DONALD THOMSONBanned Securities DealerWA12/04/2012no
13/07/1994WORSFOLD, RICHARD JOHNBanned Securities DealerSA13/07/1997no
13/01/2000COCHRANE, STEVEN MICHAELBanned Securities DealerNSWOngoingyes
12/12/1995ZAWADSKI, RICHARDBanned Securities DealerTAS12/12/1998no
12/09/1995PEARSON, CYRIL JOHNBanned Securities DealerWA05/07/1998no
12/07/2002TAYLOR, PETERBanned Securities DealerNSW12/07/2004no
12/07/1999CHRISTENSEN, VERN RICHARDBanned Securities DealerQLD12/07/2004no
12/07/1999WHATSON, DALLASBanned Securities DealerQLD12/07/2002no
12/06/2002URQUHART, PETER KENNETHBanned Securities DealerQLDOngoingyes
12/06/2001JAMIESON, LEON KEITHBanned Securities DealerWAOngoingyes
12/05/1997JONES, CRAIG VICTORBanned Securities DealerQLDOngoingyes
12/03/2004MITCHELL, MERVYN WILLIAMBanned Securities DealerTASOngoingyes
12/03/1998CORNER, JOHN STEWARTBanned Securities DealerNSWOngoingyes
11/12/1991BAKER, DAVID CHARLESBanned Securities DealerNSWOngoingyes
11/10/2002CLELAND, JAMES ROBERTBanned Securities DealerNSW10/10/2004no
11/10/2001THORN, ROBERT WILLIAMBanned Securities DealerNSWOngoingyes
11/10/1994STEELE-SMITH, ANDREWBanned Securities DealerNSW19/10/2010no
11/08/1999TAGGART, ANTHONY LINEYBanned Securities DealerVIC11/08/2005no
11/07/2000HOWARTH, ANTHONY JAMESBanned Securities DealerVIC10/07/2010no
11/06/1999SWINTON, CHARLES WILLIAMBanned Securities DealerNSWOngoingyes
11/06/1998HEALY, ALLAN MC DONALDBanned Securities DealerVIC11/06/2006no
11/06/1998QUARRELL, COLIN FREDERICKBanned Securities DealerVIC11/06/2006no
11/05/2001PALMER, MATTHEW DAVIDBanned Securities DealerNSWOngoingyes
11/03/2002LANGMAN, RORY PETERBanned Securities DealerNSW11/03/2003no
11/03/2002MUNN, HEATHER CHRISTINABanned Securities DealerQLDOngoingyes
11/02/2000MATSON, CHRISTOPHER MARTYNBanned Securities DealerTASOngoingyes
11/01/2001MAGUIRE, PHILLIP JOHNBanned Securities DealerQLD11/09/2003no
10/10/2003LLOYD-COCKS, MARTINBanned Securities DealerNSW10/10/2008no
10/06/1994CHISHOLM, GREGORY JOHNBanned Securities DealerNSWOngoingyes
10/02/2004MOSES, HAROLD FREDERICKBanned Securities DealerNSWOngoingyes
10/02/2000DEGRASSI, ROBERTBanned Securities DealerSA10/02/2003no
10/01/2003NELSON, LESLIE REGINALDBanned Securities DealerNSWOngoingyes
09/12/1999FOSTER, RICK JAMESBanned Securities DealerSA09/06/2001no
09/11/2000OWEN, HOWARD JEFFERYBanned Securities DealerNSW26/04/2002no
09/09/2003VAN OORAN, GLEN LESLIEBanned Securities DealerWA04/12/2006no
09/07/2001BAILEY, GRAEMEBanned Securities DealerQLDOngoingyes
09/05/1996BADGER, PETER JOHNBanned Securities DealerTASOngoingyes
09/04/2001PERRY, GRAEME JOHNBanned Securities DealerWAOngoingyes
09/04/1998KLOMP, ROBBERT JANBanned Securities DealerSAOngoingyes
09/03/2004GALANG, NEILBanned Securities DealerNSW09/03/2006no
09/03/2004VALENTINO, MAXBanned Securities DealerNSW20/10/2022no

FAQ

How many banned securities dealers are on ASIC's register in Australia?
283 records appear on ASIC's Banned and Disqualified Persons register in Australia right now, of which 120 are currently active. The list is rebuilt from ASIC's open data on data.gov.au and updated on each run.
How often is this list updated?
It is rebuilt from ASIC's Banned and Disqualified Persons open dataset on data.gov.au, and Pro subscribers get a diff email whenever new bans matching their profile are published.
How do I get alerted when a new banned securities dealer is banned?
ASIC Watch Pro emails you every new matching ban or disqualification — filtered to your ban types and states — for A$29/mo, a fraction of what the big due-diligence platforms charge.
Is this data official?
Yes — every record comes from ASIC's public Banned and Disqualified Persons register, published as Creative Commons open government data. Always confirm the current status on ASIC's own register before acting.

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Source: ASIC Banned and Disqualified Persons register via data.gov.au (Creative Commons Attribution 4.0 International). This is a public statutory register. Generated 22 Oct 2026 22:45 UTC. Always verify ban status directly on ASIC's register before acting.