How many banned securities dealers are on ASIC's register in Victoria?

66 records appear on ASIC's Banned and Disqualified Persons register in Victoria right now, of which 23 are currently active. The list is rebuilt from ASIC's open data on data.gov.au and updated on each run.

How often is this list updated?

It is rebuilt from ASIC's Banned and Disqualified Persons open dataset on data.gov.au, and Pro subscribers get a diff email whenever new bans matching their profile are published.

How do I get alerted when a new banned securities dealer is banned?

ASIC Watch Pro emails you every new matching ban or disqualification — filtered to your ban types and states — for A$29/mo, a fraction of what the big due-diligence platforms charge.

Is this data official?

Yes — every record comes from ASIC's public Banned and Disqualified Persons register, published as Creative Commons open government data. Always confirm the current status on ASIC's own register before acting.

Banned Securities Dealers in Victoria (VIC) — ASIC Register

Start Date	Name	Ban type	State	End Date	Current
31/08/2001	PAL, ASHOK KUMAR	Banned Securities Dealer	VIC	31/12/2001	no
31/05/2001	PAL, ASHOK KUMAR	Banned Securities Dealer	VIC	31/08/2001	no
31/03/2003	STREET, ROBERT ANDREW	Banned Securities Dealer	VIC	Ongoing	yes
30/07/1999	GARDNER, LEIGH ANTHONY	Banned Securities Dealer	VIC	29/07/2003	no
29/09/2003	DONOHUE, MARTIN JAMES	Banned Securities Dealer	VIC	07/06/2013	no
29/03/1994	ABBOTT, BILL	Banned Securities Dealer	VIC	29/03/1999	no
29/02/2000	JUNGSTEDT, JAN WILHELM ROLAND	Banned Securities Dealer	VIC	28/02/2005	no
28/11/2003	CARDILLO, JUSTIN NICHOLAS	Banned Securities Dealer	VIC	Ongoing	yes
28/06/1994	WORTS, ALAN REGINALD	Banned Securities Dealer	VIC	Ongoing	yes
28/02/1995	MADZZAR, RINO RADISLAV	Banned Securities Dealer	VIC	28/02/1998	no
28/02/1994	DAVEY, MURRAY LLOYD GEORGE	Banned Securities Dealer	VIC	18/05/1998	no
28/02/1994	DAVEY, AVIS MYRTLE	Banned Securities Dealer	VIC	18/05/1998	no
27/10/2000	BORELLA, PAUL JOHN	Banned Securities Dealer	VIC	27/10/2005	no
27/09/1996	MEEHAN, GAVAN JOSEPH	Banned Securities Dealer	VIC	27/03/1997	no
27/06/2000	PAL, ASHOK KUMAR	Banned Securities Dealer	VIC	28/02/2001	no
27/01/1998	GIERTZ, ANDREW ROBERT	Banned Securities Dealer	VIC	Ongoing	yes
25/11/2002	ZIEGELAAR, TORI	Banned Securities Dealer	VIC	Ongoing	yes
24/12/2002	CAPO, STEFAN	Banned Securities Dealer	VIC	21/12/2015	no
24/04/2003	MARTIN, CHRISTOPHER RODERIC	Banned Securities Dealer	VIC	23/04/2007	no
22/09/2000	NIXON, KERRY JANETTE	Banned Securities Dealer	VIC	21/09/2005	no
22/02/2002	WANG, WEI	Banned Securities Dealer	VIC	Ongoing	yes
21/12/2001	LAM, MICHAEL HOK CHUNG	Banned Securities Dealer	VIC	Ongoing	yes
20/10/2003	KWONG, MICHAEL	Banned Securities Dealer	VIC	Ongoing	yes
20/08/2001	MACKIE, JEFFREY THOMAS	Banned Securities Dealer	VIC	19/12/2001	no
20/06/2004	HUNT, DARREN JOHN	Banned Securities Dealer	VIC	20/06/2008	no
20/06/2004	HUNT, DARREN ANDREW	Banned Securities Dealer	VIC	20/06/2008	no
18/03/1998	FITZPATRICK, DESMOND JAMES	Banned Securities Dealer	VIC	18/03/2001	no
18/02/1999	RADUKA, RANKO	Banned Securities Dealer	VIC	Ongoing	yes
17/02/2003	LISTER, ROBERT THOMAS	Banned Securities Dealer	VIC	Ongoing	yes
16/12/1991	PECK, PETER FRANCIS	Banned Securities Dealer	VIC	Ongoing	yes
16/11/1999	UDUNUWARA, CHRIS JOSEPH	Banned Securities Dealer	VIC	16/05/2001	no
16/07/1992	MCHENRY, BRIAN TERRANCE	Banned Securities Dealer	VIC	Ongoing	yes
15/09/1998	STEWART, PETER PHILIP	Banned Securities Dealer	VIC	15/09/2005	no
15/09/1997	WHARTON, STEPHEN LYNNE	Banned Securities Dealer	VIC	Ongoing	yes
15/06/1993	MARK, JOHN	Banned Securities Dealer	VIC	18/09/1994	no
14/04/1992	FLAVALL, GREG	Banned Securities Dealer	VIC	Ongoing	yes
13/11/2001	GILL, DAMIAN THOMAS	Banned Securities Dealer	VIC	13/11/2001	no
11/08/1999	TAGGART, ANTHONY LINEY	Banned Securities Dealer	VIC	11/08/2005	no
11/07/2000	HOWARTH, ANTHONY JAMES	Banned Securities Dealer	VIC	10/07/2010	no
11/06/1998	HEALY, ALLAN MC DONALD	Banned Securities Dealer	VIC	11/06/2006	no
11/06/1998	QUARRELL, COLIN FREDERICK	Banned Securities Dealer	VIC	11/06/2006	no
08/09/1997	BOUCHER, ALLEYN JAMES	Banned Securities Dealer	VIC	08/09/2002	no
08/08/2002	MCDONNELL, JAMES BERNARD	Banned Securities Dealer	VIC	Ongoing	yes
08/08/2002	WESTCOTT, IAN THOMAS	Banned Securities Dealer	VIC	Ongoing	yes
08/08/1996	BURTON, LESLIE JOSEPH	Banned Securities Dealer	VIC	10/08/1996	no
07/08/1991	HERBERT, JEFFREY ALLAN	Banned Securities Dealer	VIC	07/12/1991	no
07/06/1994	LEW, RICHARD JACOB	Banned Securities Dealer	VIC	Ongoing	yes
07/06/1994	LEW, REUBEN ALBERT	Banned Securities Dealer	VIC	Ongoing	yes
06/09/1996	HOCKING, GREGORY ROSS	Banned Securities Dealer	VIC	06/09/1997	no
06/06/1995	ASPLIN, ROBIN JOHN	Banned Securities Dealer	VIC	Ongoing	yes
05/07/1991	JOURNEAUX, JOHN RICHARD	Banned Securities Dealer	VIC	07/02/1994	no
03/09/1999	O'LEARY, PHILLIP STEPHEN	Banned Securities Dealer	VIC	02/09/2009	no
03/08/2001	ADKINS, JOHN WILLIAM	Banned Securities Dealer	VIC	20/10/2002	no
03/08/2001	BULLMORE, DAVID NEVILLE	Banned Securities Dealer	VIC	Ongoing	yes
03/07/1991	BREZZO, RICHARD HIGMAN	Banned Securities Dealer	VIC	02/07/1992	no
03/06/1994	ANDERSON, GAVIN JOHN	Banned Securities Dealer	VIC	Ongoing	yes
03/06/1994	BURGESS, ANTHONY BIRD	Banned Securities Dealer	VIC	Ongoing	yes
03/06/1994	WILSON, MICHAEL DAVID	Banned Securities Dealer	VIC	Ongoing	yes
03/02/1995	KELLY, LANCE ALEXANDER	Banned Securities Dealer	VIC	03/02/2005	no
03/01/2003	RAYWOOD, JOHN TREVOR	Banned Securities Dealer	VIC	02/01/2005	no
02/02/1996	TATE, CHRISTOPHER NORMAN	Banned Securities Dealer	VIC	02/08/1997	no
02/01/2002	MORONEY, JOHN CORNELIUS	Banned Securities Dealer	VIC	01/01/2003	no
02/01/2002	PAL, ASHOK KUMAR	Banned Securities Dealer	VIC	31/03/2002	no
01/10/1998	NESS, PETER ROBERT	Banned Securities Dealer	VIC	30/09/2001	no
01/05/2000	JONES, CRAIG	Banned Securities Dealer	VIC	30/04/2002	no
01/02/1994	HALES, DOREEN ELSON	Banned Securities Dealer	VIC	01/02/1999	no

FAQ

How many banned securities dealers are on ASIC's register in Victoria?: 66 records appear on ASIC's Banned and Disqualified Persons register in Victoria right now, of which 23 are currently active. The list is rebuilt from ASIC's open data on data.gov.au and updated on each run.
How often is this list updated?: It is rebuilt from ASIC's Banned and Disqualified Persons open dataset on data.gov.au, and Pro subscribers get a diff email whenever new bans matching their profile are published.
How do I get alerted when a new banned securities dealer is banned?: ASIC Watch Pro emails you every new matching ban or disqualification — filtered to your ban types and states — for A$29/mo, a fraction of what the big due-diligence platforms charge.
Is this data official?: Yes — every record comes from ASIC's public Banned and Disqualified Persons register, published as Creative Commons open government data. Always confirm the current status on ASIC's own register before acting.

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Source: ASIC Banned and Disqualified Persons register via data.gov.au (Creative Commons Attribution 4.0 International). This is a public statutory register. Generated 22 Oct 2026 22:45 UTC. Always verify ban status directly on ASIC's register before acting.