How many banned securities dealers are on ASIC's register in South Australia?

29 records appear on ASIC's Banned and Disqualified Persons register in South Australia right now, of which 14 are currently active. The list is rebuilt from ASIC's open data on data.gov.au and updated on each run.

How often is this list updated?

It is rebuilt from ASIC's Banned and Disqualified Persons open dataset on data.gov.au, and Pro subscribers get a diff email whenever new bans matching their profile are published.

How do I get alerted when a new banned securities dealer is banned?

ASIC Watch Pro emails you every new matching ban or disqualification — filtered to your ban types and states — for A$29/mo, a fraction of what the big due-diligence platforms charge.

Is this data official?

Yes — every record comes from ASIC's public Banned and Disqualified Persons register, published as Creative Commons open government data. Always confirm the current status on ASIC's own register before acting.

Banned Securities Dealers in South Australia (SA) — ASIC Register

Start Date	Name	Ban type	State	End Date	Current
30/09/1999	MCLACHLAN, HAMISH BOYD	Banned Securities Dealer	SA	Ongoing	yes
28/09/1991	ELRINGTON, ROBERT JAMES	Banned Securities Dealer	SA	28/09/1996	no
28/02/2002	KOO, KIM SING	Banned Securities Dealer	SA	28/02/2007	no
26/06/2003	MUDGE, DAVID PAUL	Banned Securities Dealer	SA	Ongoing	yes
23/12/2002	LEWINSKI, JANICE LEE	Banned Securities Dealer	SA	Ongoing	yes
22/12/1999	PEARCE, KEVIN MORETON	Banned Securities Dealer	SA	22/12/2004	no
21/05/1996	VEIGLI, MICHAEL JOSEPH	Banned Securities Dealer	SA	Ongoing	yes
21/02/1995	WOOLGROVE, DAVID STUART	Banned Securities Dealer	SA	Ongoing	yes
21/02/1995	WOOLGROVE, CHRISTOPHER PAUL	Banned Securities Dealer	SA	Ongoing	yes
19/02/2002	HALL, GRAEME EDWARD SMITH	Banned Securities Dealer	SA	Ongoing	yes
18/04/2002	TOMBLIN, HAROLD GEORGE	Banned Securities Dealer	SA	18/04/2012	no
17/03/2003	LEHMAN, KEVIN JOHN	Banned Securities Dealer	SA	17/03/2005	no
16/06/2003	HOLMES, SHANE DAVID	Banned Securities Dealer	SA	16/06/2006	no
15/10/1999	CARMAN, GARY ROMILLY	Banned Securities Dealer	SA	15/10/2001	no
15/06/1999	RICHARDS, LENARD GEORGE	Banned Securities Dealer	SA	15/06/2003	no
15/01/2003	GORDON, ROGER CHARLES	Banned Securities Dealer	SA	15/01/2004	no
14/06/2001	DAWSON, RAYMOND MICHAEL	Banned Securities Dealer	SA	Ongoing	yes
14/06/2001	MASON, DARRYL BERNARD	Banned Securities Dealer	SA	Ongoing	yes
14/01/2003	TURNER, COLIN DOUGLAS	Banned Securities Dealer	SA	14/01/2004	no
13/07/1994	WORSFOLD, RICHARD JOHN	Banned Securities Dealer	SA	13/07/1997	no
10/02/2000	DEGRASSI, ROBERT	Banned Securities Dealer	SA	10/02/2003	no
09/12/1999	FOSTER, RICK JAMES	Banned Securities Dealer	SA	09/06/2001	no
09/04/1998	KLOMP, ROBBERT JAN	Banned Securities Dealer	SA	Ongoing	yes
07/02/2003	LEHMAN, KLINTON JAY	Banned Securities Dealer	SA	07/02/2007	no
07/01/2002	MCNAMARA, WAYNE CLIFFORD	Banned Securities Dealer	SA	Ongoing	yes
06/01/1998	LAMING, KENNETH FULTON	Banned Securities Dealer	SA	Ongoing	yes
04/08/1993	QUINN, BRIAN WILLIAM	Banned Securities Dealer	SA	Ongoing	yes
01/07/2002	SMITH, MICHAEL ANDREW	Banned Securities Dealer	SA	Ongoing	yes
01/02/1999	ASTILL, PETER JOHN	Banned Securities Dealer	SA	31/01/2005	no

FAQ

How many banned securities dealers are on ASIC's register in South Australia?: 29 records appear on ASIC's Banned and Disqualified Persons register in South Australia right now, of which 14 are currently active. The list is rebuilt from ASIC's open data on data.gov.au and updated on each run.
How often is this list updated?: It is rebuilt from ASIC's Banned and Disqualified Persons open dataset on data.gov.au, and Pro subscribers get a diff email whenever new bans matching their profile are published.
How do I get alerted when a new banned securities dealer is banned?: ASIC Watch Pro emails you every new matching ban or disqualification — filtered to your ban types and states — for A$29/mo, a fraction of what the big due-diligence platforms charge.
Is this data official?: Yes — every record comes from ASIC's public Banned and Disqualified Persons register, published as Creative Commons open government data. Always confirm the current status on ASIC's own register before acting.

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Source: ASIC Banned and Disqualified Persons register via data.gov.au (Creative Commons Attribution 4.0 International). This is a public statutory register. Generated 22 Oct 2026 22:45 UTC. Always verify ban status directly on ASIC's register before acting.