How many banned securities dealers are on ASIC's register in New South Wales?

100 records appear on ASIC's Banned and Disqualified Persons register in New South Wales right now, of which 41 are currently active. The list is rebuilt from ASIC's open data on data.gov.au and updated on each run.

How often is this list updated?

It is rebuilt from ASIC's Banned and Disqualified Persons open dataset on data.gov.au, and Pro subscribers get a diff email whenever new bans matching their profile are published.

How do I get alerted when a new banned securities dealer is banned?

ASIC Watch Pro emails you every new matching ban or disqualification — filtered to your ban types and states — for A$29/mo, a fraction of what the big due-diligence platforms charge.

Is this data official?

Yes — every record comes from ASIC's public Banned and Disqualified Persons register, published as Creative Commons open government data. Always confirm the current status on ASIC's own register before acting.

Banned Securities Dealers in New South Wales (NSW) — ASIC Register

Start Date	Name	Ban type	State	End Date	Current
31/10/1996	WRATTEN, MICHAEL JAMES	Banned Securities Dealer	NSW	Ongoing	yes
31/08/2001	LLOYD, JOHN	Banned Securities Dealer	NSW	31/08/2003	no
31/08/2000	MCGRATH, LUKE STUART	Banned Securities Dealer	NSW	Ongoing	yes
31/05/1993	WONG, JOSEPH SHEN JU	Banned Securities Dealer	NSW	30/05/1995	no
31/03/2000	FLAWS, STEVE JOHN	Banned Securities Dealer	NSW	31/03/2003	no
31/01/2002	WILLIAMS, CRAIG MANSFIELD	Banned Securities Dealer	NSW	Ongoing	yes
29/05/2001	ANSON, BENJAMIN	Banned Securities Dealer	NSW	Ongoing	yes
28/11/1991	LANIGAN, MICHAEL ANTHONY	Banned Securities Dealer	NSW	27/03/1992	no
28/11/1991	MARSHALL, GREGORY PHILIPPE	Banned Securities Dealer	NSW	28/02/1991	no
28/09/2001	MOYE, DANIEL KENNETH	Banned Securities Dealer	NSW	28/09/2005	no
28/02/1997	OLIVESTONE, MALCOLM BRIAN	Banned Securities Dealer	NSW	23/01/2000	no
27/10/2005	LAPSLEY, ROSALYN HILLARY	Banned Securities Dealer	NSW	Ongoing	yes
27/10/2003	HALL, ANTHONY DAVID	Banned Securities Dealer	NSW	27/10/2006	no
27/06/2000	RYAN, MICHAEL JONATHON	Banned Securities Dealer	NSW	26/06/2001	no
27/02/1997	DURIE, WLADYMIR	Banned Securities Dealer	NSW	Ongoing	yes
26/09/2002	VAN, DANH	Banned Securities Dealer	NSW	Ongoing	yes
26/09/1996	BOOTH, THOMAS BENJAMIN JOHN	Banned Securities Dealer	NSW	26/01/1998	no
26/09/1996	JURD, BARRY JOSEPH	Banned Securities Dealer	NSW	Ongoing	yes
26/04/1996	CRILLY, WILLIAM ROBERT	Banned Securities Dealer	NSW	25/04/2001	no
24/11/2000	BOHRINGER, JASON	Banned Securities Dealer	NSW	23/11/2002	no
24/09/1999	FROOME, CRAIG WILLIAM	Banned Securities Dealer	NSW	Ongoing	yes
24/05/2002	STRUK, PETER ALEXANDER	Banned Securities Dealer	NSW	Ongoing	yes
24/01/1996	CINCOTTA, NORMAN JAMES	Banned Securities Dealer	NSW	Ongoing	yes
23/07/2003	LUVARA, DOMINIC	Banned Securities Dealer	NSW	Ongoing	yes
23/05/2002	ERICHSEN, MARK PATRICK	Banned Securities Dealer	NSW	22/05/2006	no
23/05/2002	STEER, DAVID CHARLES	Banned Securities Dealer	NSW	22/05/2004	no
23/03/2000	TOBIN, LAURENCE JOHN	Banned Securities Dealer	NSW	Ongoing	yes
22/12/2003	DRAKOS, PAUL	Banned Securities Dealer	NSW	Ongoing	yes
22/11/1995	STRANO, ANNETTE JEAN	Banned Securities Dealer	NSW	21/11/2005	no
21/12/1999	BELL, WILLIAM STUART	Banned Securities Dealer	NSW	05/12/2002	no
20/12/1994	ROBERTS, CRAIG BYRON	Banned Securities Dealer	NSW	20/12/1996	no
20/07/2000	BERGHOUSE, WILLIAM RICHARD	Banned Securities Dealer	NSW	Ongoing	yes
20/06/1996	GEE, ANTHONY JAMES	Banned Securities Dealer	NSW	21/06/2001	no
20/06/1996	GRIMMOND, PETER GORDON	Banned Securities Dealer	NSW	Ongoing	yes
20/05/1992	BENNETT, PETER RICHARD	Banned Securities Dealer	NSW	20/05/2002	no
19/12/1995	STRANO, RAYMOND DOMINIC	Banned Securities Dealer	NSW	Ongoing	yes
19/11/2003	SKINNER, ANDREW BRYDEN	Banned Securities Dealer	NSW	19/11/2006	no
19/07/1993	LIU, KINGSLEY CHUNG CHUAN	Banned Securities Dealer	NSW	18/07/2002	no
18/11/1998	FORSYTHE, STUART JOHN	Banned Securities Dealer	NSW	Ongoing	yes
18/06/1996	SCOTT, MELINDA	Banned Securities Dealer	NSW	17/06/2006	no
18/05/2004	LAU, RONNY CUONG	Banned Securities Dealer	NSW	Ongoing	yes
17/12/1999	PAVLETICH, IAN WILLIAM	Banned Securities Dealer	NSW	Ongoing	yes
17/11/1994	KAPLAN, MORRIS	Banned Securities Dealer	NSW	Ongoing	yes
17/07/2003	HIGGINS, JOHN MICHAEL	Banned Securities Dealer	NSW	Ongoing	yes
16/11/1999	UDUNUWARRA, CHRIS JOSEPH	Banned Securities Dealer	NSW	16/05/2001	no
16/07/1999	CONDON, GRAHAM DAVID	Banned Securities Dealer	NSW	15/07/2004	no
16/02/2004	RIVKIN, RENE WALTER	Banned Securities Dealer	NSW	16/08/2004	no
15/07/1999	GLOVER, PETER LYLE	Banned Securities Dealer	NSW	14/07/2003	no
15/07/1997	BASTO, RICHARD JOHN	Banned Securities Dealer	NSW	Ongoing	yes
15/05/2002	SAVAGE, CHRISTOPHER ALAN	Banned Securities Dealer	NSW	15/08/2002	no
15/03/1993	SEETO, MICHAEL ANDREW	Banned Securities Dealer	NSW	14/03/2000	no
15/03/1993	YIP, ANDREW KAM YUI	Banned Securities Dealer	NSW	14/03/2000	no
14/07/2003	ANTHONY, DENNIS RALPH	Banned Securities Dealer	NSW	14/07/2006	no
14/05/2004	GADALLAH, BOUSHRA	Banned Securities Dealer	NSW	14/05/2014	no
14/01/1997	MITEVSKI, TONY	Banned Securities Dealer	NSW	Ongoing	yes
13/09/1994	JONES, DENNIS LLOYD	Banned Securities Dealer	NSW	13/09/2004	no
13/01/2000	COCHRANE, STEVEN MICHAEL	Banned Securities Dealer	NSW	Ongoing	yes
12/07/2002	TAYLOR, PETER	Banned Securities Dealer	NSW	12/07/2004	no
12/03/1998	CORNER, JOHN STEWART	Banned Securities Dealer	NSW	Ongoing	yes
11/12/1991	BAKER, DAVID CHARLES	Banned Securities Dealer	NSW	Ongoing	yes
11/10/2002	CLELAND, JAMES ROBERT	Banned Securities Dealer	NSW	10/10/2004	no
11/10/2001	THORN, ROBERT WILLIAM	Banned Securities Dealer	NSW	Ongoing	yes
11/10/1994	STEELE-SMITH, ANDREW	Banned Securities Dealer	NSW	19/10/2010	no
11/06/1999	SWINTON, CHARLES WILLIAM	Banned Securities Dealer	NSW	Ongoing	yes
11/05/2001	PALMER, MATTHEW DAVID	Banned Securities Dealer	NSW	Ongoing	yes
11/03/2002	LANGMAN, RORY PETER	Banned Securities Dealer	NSW	11/03/2003	no
10/10/2003	LLOYD-COCKS, MARTIN	Banned Securities Dealer	NSW	10/10/2008	no
10/06/1994	CHISHOLM, GREGORY JOHN	Banned Securities Dealer	NSW	Ongoing	yes
10/02/2004	MOSES, HAROLD FREDERICK	Banned Securities Dealer	NSW	Ongoing	yes
10/01/2003	NELSON, LESLIE REGINALD	Banned Securities Dealer	NSW	Ongoing	yes
09/11/2000	OWEN, HOWARD JEFFERY	Banned Securities Dealer	NSW	26/04/2002	no
09/03/2004	GALANG, NEIL	Banned Securities Dealer	NSW	09/03/2006	no
09/03/2004	VALENTINO, MAX	Banned Securities Dealer	NSW	20/10/2022	no
09/02/1996	EGLITIS, GUIDO JAMES	Banned Securities Dealer	NSW	Ongoing	yes
07/09/1993	PASHLEY, NIGEL ALEXANDER	Banned Securities Dealer	NSW	07/09/1999	no
07/09/1993	WALL, CARL EDWIN	Banned Securities Dealer	NSW	07/09/1995	no
07/06/1996	WESTWOOD, LARRY DOUGLAS	Banned Securities Dealer	NSW	Ongoing	yes
06/11/1996	CHIVERS, ERROL JOHN	Banned Securities Dealer	NSW	19/06/1999	no
06/09/1993	PARSONS, GWENDOLINE	Banned Securities Dealer	NSW	05/12/1993	no
06/02/1996	GILBERT, MARK PATRICK	Banned Securities Dealer	NSW	06/02/2006	no
05/09/1997	JUSTICE, DAVID THOMAS	Banned Securities Dealer	NSW	02/03/2001	no
05/08/1997	SCHULTZ, PETER DESMOND	Banned Securities Dealer	NSW	Ongoing	yes
05/06/1997	MCDONALD, BRUCE	Banned Securities Dealer	NSW	05/06/2007	no
04/02/2000	FELDEN, HANS ROBERT JOHN	Banned Securities Dealer	NSW	Ongoing	yes
04/01/2001	MADDOCKS, CHRISTOPHER JOHN EUGENE	Banned Securities Dealer	NSW	04/01/2005	no
03/12/1997	AUSTIN, REGINALD	Banned Securities Dealer	NSW	Ongoing	yes
03/01/1997	WHITE, PETER JAMES	Banned Securities Dealer	NSW	Ongoing	yes
03/01/1995	STRANO, RAYMOND DOMINIC	Banned Securities Dealer	NSW	10/05/1995	no
02/12/1997	JONES, DAVID WAYNE	Banned Securities Dealer	NSW	Ongoing	yes
02/07/2003	RABINOVITZ, JONATHAN	Banned Securities Dealer	NSW	02/01/2005	no
02/07/1998	FARLEY, GERARD ANDREW JOHN	Banned Securities Dealer	NSW	01/07/2002	no
02/04/2004	KINGSTON, ANDREW PAUL	Banned Securities Dealer	NSW	01/04/2006	no
02/04/1996	DIBBEN, CRAIG ROBERT	Banned Securities Dealer	NSW	02/04/1997	no
02/03/2001	FENWICK, KEVIN WILLIAM	Banned Securities Dealer	NSW	01/04/2002	no
02/03/2001	WEBSTER, JAMES	Banned Securities Dealer	NSW	Ongoing	yes
01/12/1998	MCARTHUR, PAUL ANTHONY	Banned Securities Dealer	NSW	30/11/2008	no
01/08/1991	GREENWOOD, MICHAEL JAMES	Banned Securities Dealer	NSW	01/11/1991	no
01/07/2003	MCLAREN, HAMISH EARLE	Banned Securities Dealer	NSW	30/06/2006	no
01/07/2003	WATSON, HAMISH PHILIP	Banned Securities Dealer	NSW	30/06/2006	no
01/02/1995	SINGH, PYAR	Banned Securities Dealer	NSW	13/12/1997	no

FAQ

How many banned securities dealers are on ASIC's register in New South Wales?: 100 records appear on ASIC's Banned and Disqualified Persons register in New South Wales right now, of which 41 are currently active. The list is rebuilt from ASIC's open data on data.gov.au and updated on each run.
How often is this list updated?: It is rebuilt from ASIC's Banned and Disqualified Persons open dataset on data.gov.au, and Pro subscribers get a diff email whenever new bans matching their profile are published.
How do I get alerted when a new banned securities dealer is banned?: ASIC Watch Pro emails you every new matching ban or disqualification — filtered to your ban types and states — for A$29/mo, a fraction of what the big due-diligence platforms charge.
Is this data official?: Yes — every record comes from ASIC's public Banned and Disqualified Persons register, published as Creative Commons open government data. Always confirm the current status on ASIC's own register before acting.

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Source: ASIC Banned and Disqualified Persons register via data.gov.au (Creative Commons Attribution 4.0 International). This is a public statutory register. Generated 22 Oct 2026 22:45 UTC. Always verify ban status directly on ASIC's register before acting.