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Banned Securities Dealers in Western Australia

31 banned securities dealers in Western Australia appear on ASIC's public Banned and Disqualified Persons register, of which 12 are currently active. This is a live view of ASIC's open government data — browse the full list below free, or get new matching bans emailed to you weekly for A$29/mo so you never appoint or engage a banned person by mistake.

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Start DateNameBan typeStateEnd DateCurrent
30/09/2003GIBELLINI, ROBERT JOHNBanned Securities DealerWA31/03/2005no
29/10/1999MORGAN, PAUL FRANKLINBanned Securities DealerWAOngoingyes
28/01/2003WHITEHEAD, JOHN CHARLESBanned Securities DealerWA27/01/2005no
26/08/2003PAWSKI, DARREN ANDREWBanned Securities DealerWA26/02/2005no
26/02/2001MOODY, RICHARD MASSONBanned Securities DealerWAOngoingyes
23/11/2000ROBINSON, ANTHONY WILLIAMBanned Securities DealerWAOngoingyes
23/09/1999MCLACHLAN, MALCOLM BOYDBanned Securities DealerWA23/09/2004no
21/06/2000HARTLEY, LYNETTE ANNEBanned Securities DealerWAOngoingyes
21/03/2000GRUBB, GRAEME CLIFFORDBanned Securities DealerWAOngoingyes
21/03/2000O'BRIEN, KENNETH FRANCISBanned Securities DealerWAOngoingyes
20/12/1996ROBERTSON, MICHELE ANGELABanned Securities DealerWA20/12/2001no
20/08/1998DIEDLER, JOACHIM GOTTFRIEDBanned Securities DealerWA20/08/2000no
20/04/1999PLEIKSNA, VERNERS ZIGMAR FILIPSBanned Securities DealerWAOngoingyes
19/08/1998BARRON, JOHNBanned Securities DealerWA19/08/2000no
18/10/2002CHANDLER, BRUCE ALANBanned Securities DealerWA18/10/2004no
18/03/1999CAMPBELL, ANTHONY JOHNBanned Securities DealerWA17/03/2001no
13/10/1999DAWSON, RICHARD MORRISBanned Securities DealerWAOngoingyes
13/07/2000MACKENZIE, JOHN DONALD THOMSONBanned Securities DealerWA12/04/2012no
12/09/1995PEARSON, CYRIL JOHNBanned Securities DealerWA05/07/1998no
12/06/2001JAMIESON, LEON KEITHBanned Securities DealerWAOngoingyes
09/09/2003VAN OORAN, GLEN LESLIEBanned Securities DealerWA04/12/2006no
09/04/2001PERRY, GRAEME JOHNBanned Securities DealerWAOngoingyes
08/09/2003NUNIS, RALPH MARCELBanned Securities DealerWA08/09/2005no
05/04/2000PEOS, PAULBanned Securities DealerWA26/11/2003no
05/02/2004KARRA, JOSEPH PETERBanned Securities DealerWA05/02/2007no
04/12/1995LA ROSA, STEVEN ANTONIOBanned Securities DealerWA03/12/1998no
04/08/2003HORNER, DARREN CHARLESBanned Securities DealerWA04/08/2006no
04/01/2001MARGARIA, JOHN GEOFFREYBanned Securities DealerWAOngoingyes
03/11/1995ELLISON, CLYDE WILLIAMBanned Securities DealerWAOngoingyes
02/04/2004GRIFFITHS, DAVID WILLIAMBanned Securities DealerWA02/04/2006no
01/11/1995WARD, QUENTIN PHILLIP O'DOHERTYBanned Securities DealerWA03/08/1998no

FAQ

How many banned securities dealers are on ASIC's register in Western Australia?
31 records appear on ASIC's Banned and Disqualified Persons register in Western Australia right now, of which 12 are currently active. The list is rebuilt from ASIC's open data on data.gov.au and updated on each run.
How often is this list updated?
It is rebuilt from ASIC's Banned and Disqualified Persons open dataset on data.gov.au, and Pro subscribers get a diff email whenever new bans matching their profile are published.
How do I get alerted when a new banned securities dealer is banned?
ASIC Watch Pro emails you every new matching ban or disqualification — filtered to your ban types and states — for A$29/mo, a fraction of what the big due-diligence platforms charge.
Is this data official?
Yes — every record comes from ASIC's public Banned and Disqualified Persons register, published as Creative Commons open government data. Always confirm the current status on ASIC's own register before acting.

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Source: ASIC Banned and Disqualified Persons register via data.gov.au (Creative Commons Attribution 4.0 International). This is a public statutory register. Generated 22 Oct 2026 22:45 UTC. Always verify ban status directly on ASIC's register before acting.