Question 1

How many banned futures dealers are on ASIC's register in Australia?

Accepted Answer

22 records appear on ASIC's Banned and Disqualified Persons register in Australia right now, of which 11 are currently active. The list is rebuilt from ASIC's open data on data.gov.au and updated on each run.

Question 2

How often is this list updated?

Accepted Answer

It is rebuilt from ASIC's Banned and Disqualified Persons open dataset on data.gov.au, and Pro subscribers get a diff email whenever new bans matching their profile are published.

Question 3

How do I get alerted when a new banned futures dealer is banned?

Accepted Answer

ASIC Watch Pro emails you every new matching ban or disqualification — filtered to your ban types and states — for A$29/mo, a fraction of what the big due-diligence platforms charge.

Question 4

Is this data official?

Accepted Answer

Yes — every record comes from ASIC's public Banned and Disqualified Persons register, published as Creative Commons open government data. Always confirm the current status on ASIC's own register before acting.

Start Date	Name	Ban type	State	End Date	Current
28/11/1996	MACLEAN, ROYCE ARTHUR BARRIE	Banned Futures Dealer	QLD	28/11/1999	no
27/01/1998	GIERTZ, ANDREW ROBERT	Banned Futures Dealer	VIC	Ongoing	yes
22/11/1995	STRANO, ANNETTE JEAN	Banned Futures Dealer	NSW	21/11/2005	no
19/12/1995	STRANO, RAYMOND DOMINIC	Banned Futures Dealer	NSW	Ongoing	yes
16/12/1991	PECK, PETER FRANCIS	Banned Futures Dealer	VIC	Ongoing	yes
16/07/1996	DAY, GEOFFREY NEWTON	Banned Futures Dealer	QLD	16/07/1999	no
16/07/1996	SMITH, NORMAN	Banned Futures Dealer	QLD	16/07/1999	no
15/03/1993	BOU-SIMON, ROBERT ANTHONY	Banned Futures Dealer	NSW	14/09/1994	no
12/06/2002	URQUHART, PETER KENNETH	Banned Futures Dealer	QLD	Ongoing	yes
12/03/1998	CORNER, JOHN STEWART	Banned Futures Dealer	NSW	Ongoing	yes
10/06/1994	CHISHOLM, GREGORY JOHN	Banned Futures Dealer	NSW	Ongoing	yes
08/10/1992	ANDERTON, ANDREW PETER	Banned Futures Dealer	QLD	Ongoing	yes
08/02/1996	EGLITIS, GUIDO JAMES	Banned Futures Dealer	NSW	Ongoing	yes
05/06/1996	DEMPSTER, DUNCAN CAMPBELL	Banned Futures Dealer	WA	22/01/1999	no
04/12/2000	DODD, PETER BRIAN	Banned Futures Dealer	QLD	Ongoing	yes
04/01/2001	MADDOCKS, CHRISTOPHER	Banned Futures Dealer	NSW	04/01/2005	no
03/04/1997	CHAMPION, JOHN THOMAS CHARLES	Banned Futures Dealer	Other	Ongoing	yes
03/01/1997	WHITE, PETER JAMES	Banned Futures Dealer	NSW	Ongoing	yes
03/01/1995	STRANO, RAYMOND DOMINIC	Banned Futures Dealer	NSW	10/05/1995	no
01/08/1992	TAYLOR, DAVID JOHN	Banned Futures Dealer	NSW	31/07/1995	no
01/07/2003	MCLAREN, HAMISH EARLE	Banned Futures Dealer	NSW	30/06/2006	no
01/07/2003	WATSON, HAMISH	Banned Futures Dealer	NSW	30/06/2006	no

Banned Futures Dealers in Australia — live ASIC register

FAQ

Never miss a new banned futures dealer ban again